Legal

  • The client advisory agreement are sent directly to individual client
  • Regulatory information about 360 Advisory LLC could be obtained at https://www.adviserinfo.sec.gov/
  • Full Disclosure
    • Business continuity: FINRA Rules require investment advisers and broker-dealers to create and maintain a business continuity plan. In accordance with these rules 360 Advisory LLC have developed a plan that is intended to permit us to continue critical business operations during natural disasters, power outages, or other significant events.
    • Transaction for own account: Benjamin ROBINOT (BR) regularly trades for its own account in the same securities as we advise our clients on. BR’s securities positions are typically small. BR’s trading is in accordance with FINRA rules, complemented with in-house compliance process. The prices BR receives for his trades are exactly the same as the prices every other client receives.